Tabbassum Ansari

Currently working under Risk & Reputation Team,
Below are the highlights of my profile - 
1. Performing Background checks & adverse media screening of Deloittes (Deloitte Touche Tohmatsu Ltd) clients, Vendors of Deloitte India & New joinees of Deloitte India.
2. For background checks we use 1 -In-house Deloitte developed application from where we get the data regarding negative hits for the client. 2 - World Check - Through the help of World check we prepare the notes of all the negative info of the Client. Main emphasis was given to the entities or individuals who were PEP
 3. For adverse media screening we use Google strings method, wherein it was divided into 4 Tabs each tab containing a different set of words to provide us the comprehensive results related to negative news such as Money laundering, Corruption, Breach, Penalties etc. 
 4. Providing both the data (Background check + Negative screening) to the concerned team so that they decide whether they want to engage with the client or not.
 5. Main responsibility of our team was to be a first line of defence for Deloitte & preventing the same from engaging with the clients having bad reputation. And protecting the  goodwill + Integrity of Deloitte 

 1. Performing new account opening of corporate & retails investor, before opening we have checked the KYC   documents. AML, letter, Comfort letter, sanction country, PEP (Political expose person) and his countries.
2. Checking the Anti - Money Laundering (AML) Checklist, Prime Screening and world checks
3. Chasing for missing documents (KYC) and blocking the account as per the request.
4.Updating FATCA and CRS details of the account holder.
5.Updating Standard Settlement instruction (Banking details) for redemption & Dividend and make payment thought  MT202 or MT103 (Depend upon investor)
6.Setup new broker in our records and also updating there banking details for commission.
7.Maintaining the shareholder details like (Change of address, change of contact details, change of broker & branch.
8.Generating reports through application (IFASTCHARACTER BASE), formatting those reports and sending back to the end clients.
9. Conducting power huddle on daily basis.
10. Managing Volume and allocate work to the processor.