Priya Chandra Prakash Online Resume

Jul 2019

Present

Compliance Consultant 4

Wells Fargo Bangalore, IN

Currently part of Control Testing and Validation team(2019-till date)

Responsible for understanding various processes across different lines of business in Wells Fargo
Ensuring there are adequate controls for these processess to mitigate the risk
Testing the controls and their effectiveness either through transactional or non transactional testing to ensure risk is reduced,or to identify the gaps in control which could increase the risk in the process
Preparing a CAR(Control Activity Reveiw) report which is published and contains the analysis of the reveiw performed

Roles and Responsibilities

Trained new tem members on the process and guided them through their learning curve
Lead calls with state side partners to give them understanding on the work progress, challenges and findings
Ensure the controls are in place for various processes which are efficient and adequate,if not discuss to add new controls or report as findings
Conducted various team bonding activities
Provided training at organisation level on Banking for new joiners as induction programme

Nov 2017

Jul 2019

Compliance Consultant 2

Wells Fargo Bangalore, IN

Wells Fargo Compliance (2017-2019)- Third Party Compliance Oversight

Responsible for understanding the services provided by third party through Third Party Risk Information Management System(TRIMS)
Assess vendor documentation to identify adequacy, gaps,red flags which indicates the effectiveness or noncompliance to the regulation
Perform call monitoring due diligence to check for Well's Fargo standards adherence

Roles and Responsibilities

Provided process training for 2 batches across locations (Bangalore & Chennai)
Prepared training deck and Standard Operating Procedures(SOP) for the process
Perform Quality Check for the process and identify knowledge gaps
Handled calls with state side partners during transition for risk processes to have process documentation in place like(SOP, SIPOC, and process flow)

Jul 2012

Nov 2017

Senior Financial Analyst

Wells Fargo Bangalore, IN

Retail Operations- Wells Fargo Home Lending

Responsible for ensuring all loan documentation is complete,accurate,verfied and complies with company policy

To briefly analyse the financial supporting documents of application for income calculation and verify employment and income history

Reviewing and analysing US 1040 and other tax schedules of a non wage earner income of a high net worth individual by following guidelines in Standard Operating Procedure

Roles and Responsibilities

Provided process training , remote process transition (Knowledge Transfer) via VC for 40 FTEs(Full time employee and) across 2 location
Daily state side interaction to identify knowledge gaps and process updates
Prepare quality reports and perform analysis on the errors
Subject Matter Expert to team members and new joiners
Perform root cause analysis through Pareto analysis and fish bone theory to reduce error rates in process

Priya Chandra Prakash