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Jai Wadhwani

Vigorous [Profession Name] seeking opportunities that will further practice their [Relevant skills], as well as opportunities that encourage the growth and acquiring of valuable fieldwork and industry experience. Highly interested in working for [Job Role], the company that gives this opportunity through employment may look forward to adding a [Profession Name]

Key Skills

Excellent Verbal Communication
Maths Knowledge
Knowledge of Accounting
Ability to use an initiative
Analytical Thinking
Customer Service

Professional Experience

Feb 2017
Present
Stock Broker
Cooper Investments New York City, US
  •  Promoted and sold stock brokering services and products to new and existing clients.
  • Monitored ACATS statements.
  • Provided clients and management with updated and relevant information regarding stock market analytics for sound decision making.
  • Managed client and company portfolios specializing in HNI customers.
  • Verified and monitored stock certificate.
Feb 2013
Jun 2016
Stock Broker
Clarkston & Everest Finances Los Angeles, US
  •  Assisted customers in making profitable and safe investments.
  • Researched market to identify current and potential trends establishing risk mitigation and profit margin.
  • Generated leads through various media channels.
  • Managed customer portfolios and recorded all transactions.
  • Verified authenticity of all documents submitted by customers.
  • Educated customers about trades risk and suitable investment prospects.

Education

Nov 2008
Oct 2010
Master's in Finance in Baptist School of Finance

Certifications

2016
Certification in Stock Market
IFMC Institute
2016
Certified Stock Broker
IFMC

Achievements

2015
Marketed equity investment products and services
  •  Obtained NASD Series 7 and 63 licenses.
  • Conducted Fed, Margin and Options sellouts.
  • Monitored trades, order executions, P&L, and M&A activities.
  • Developed training and marketing materials for brokers.
2018
Passed the Series 7 the first time
  •  Increased company revenue 20% through new account acquisition (05/06-05/07 = $1.2m) (05/06-05/07 = $1.5m).
  • Finished at 135% of annual sales quota for 2007.
  • Ranked #2 out of 15 top producing stockbrokers for 2007.
  • Received WOW award for consistent acquisition of personal & corporate accounts.
  • Promoted from Sales Representative to Director of Account Service Department to Financial Advisor.

Hobbies & Interests

  • Boating
  • Comics
  • Computers
  • Outdoor Sports
  • Reading
  • Swimming

Languages

English
(Native)
German
(Basic)
Spanish
(Fluent)

Get in touch with Jai