Message

ANKIT SRIVASTAVA

To achieve a professional position in an organization where I can utilize my technical skills for the benefit of the organization as well as to learn new techniques and enhance my awareness in the concerned area.

Key Skills

Attention to details and focus on quality
Good IT skills ( Microsoft Office)
Excellent planning and organisation skills
Participating in quality control and assurances
Able to work as part of a team.

Professional Experience

Mar 2017
Nov 2020
Subject Matter Expert
Ienergizer IT Services Pvt Ltd Noida, IN
  • Management and analysis of workflow queues assigned, as well as email and phone queries.
  • Perform investor account opening and maintenance in registration tool.
  • Perform AML/KYC assessment for existing and new investors.
  • Day to day processing work, quality checks and assurance.
  • Perform investor account opening and maintenance (KYC/AML).
  • May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role).
  • Compiles, coordinates and manages monthly MIS to senior managers highlighting performance, trends, issues and industry impacts.
  • Manage work allocation in the absence of Team Leader in consultation with Managers.
  • Maintain and develop key internal relationships with Relationship Managers and other internal clients.
  • Workflow queue management and analysis.
  • Conducting training sessions for newly joined employees to help them them familiar with the product as well as refresher sessions for tenured ones to get them connected with the updates.
Oct 2013
Mar 2017
Analyst
Ienergizer IT Services Pvt Ltd Noida, IN
  • Classifying requests to their respective queues based on their nature/requirement.
  • Registering new accounts pursuant to the request, upon adherence to the STA regulations. Accounts may be categorised as Individual, Joint, TOD, Custodial, Trust, Corporate, Corporate  custodial, IRA, 401(k) investment plan, etc.
  • Validating the legal supporting documentation in order to accommodate the authorisation. The documents may include POA docs, Marriage license/divorce decree, trust excerpts, corporate resolution, death certificate, certificate of incumbency etc.
  • Transfer of Ownership: Re-registration of shares upon analysing the correct Cost Basis type(i.e. Inheritance, No change of Ownership, Gift or Private Sale).
  • Tin certification: Certifying the tax status of the holder upon receipt of W8/W9 forms with FATCA regulations.
  • Returned payment operations: Readdressing the mailings returned to us as undelivered by analysing our database as well taking help through USPS or whitepages.com to avoid dormancy period over holder’s account which may lead to escheatment process.
  • Proxy mailings.

Education

Aug 2009
Jun 2013
B. Tech. In Chemical Engg. in DR. K.N. MODI INSTITUTE OF ENGG & TECHNOLOGY
UTTAR PRADESH TECHNICAL UNIVERSITY

Certifications

2009
Basic and Introduction to autonomous robotics
IIT Delhi
2010
Ethical Hacking and Information Security
IIT Roorkee

Hobbies & Interests

  • Cooking
  • Cricket
  • Music

Languages

Hindi
(Native)
English
(Fluent)

Get in touch with ANKIT